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SEC Rule 10b-5
Results: 780

#	Item
671	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 2, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-02 14:35:11 Finance U.S. Securities and Exchange Commission Securities Exchange Act Public Company Accounting Oversight Board Sarbanes–Oxley Act Securities Act Securities regulation in the United States SEC Rule 10b-5 Securities and Exchange Commission United States securities law Accountancy Business
672	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-07 12:48:29 Financial regulation Securities Exchange Act Government Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities and Exchange Commission United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
673	C:uments and SettingsbyDal Settingsporary Internet Files32057064.wpd Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-22 10:03:56 Financial regulation New Deal Securities Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
674	Leslie A. Arouh: Order Denying Motion for Reconsideration Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-01 10:52:50 United States Securities and Exchange Commission Government Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Securities and Exchange Commission Securities regulation in the United States United States securities law Law 73rd United States Congress
675	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-03 15:23:18 United States securities law Motion SEC Rule 10b-5
676	James S. Quay a/k/a Jim Quay, a/k/a Stephen Quay, and a/k/a Stephen Jameson Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-15 16:50:45 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
677	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 30, 2013 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-01 09:42:37 Securities Exchange Act Asia Political philosophy SEC Rule 10b-5 Political status of Taiwan China Securities regulation in the United States Politics United States securities law 73rd United States Congress United States Securities and Exchange Commission
678	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]August 15, 2013 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-16 17:16:42 Financial economics Securities Act UBS Securities Exchange Act Investment Company Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law Investment Financial regulation
679	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-14 13:25:12 United States Securities and Exchange Commission Investment Finance Lawton SEC Rule 10b-5 Investment Advisers Act U.S. Securities and Exchange Commission Securities Act Hedge fund United States securities law Financial economics 73rd United States Congress
680	SALVATORE CENSOPRANO, CPA, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-16 12:29:07 United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission SEC Rule 10b-5 Financial regulation Securities Exchange Act Generally Accepted Accounting Principles Securities regulation in the United States Form 10-K United States securities law SEC filings 73rd United States Congress

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